- Crowd funding / internet securities offerings
- Inappropriate advice or practices by investment advisors
- Scams involving self-directed IRAs to mask fraud
- EB-5 investment for visa scams
The top six persistent threats were:
- Gold / precious metals
- Risky oil / gas drilling schemes
- Promissory notes
- Real estate investment schemes
- Reg. D / Rule 506 private offerings
- Unlicensed salespersons giving liquidation recommendations (for example, recommendations to sell stocks to buy a variable annuity by an insurance agent not licensed as an investment advisor or stockbroker)
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